انعطاف‌پذیری در سازوکار شروط ثبات و توازن منافع در قراردادهای نفتی

نوع مقاله : علمی پژوهشی

نویسندگان

1 گروه حقوق بین‌الملل، دانشکدة حقوق، الهیات و علوم سیاسی دانشگاه آزاد اسلامی، واحد علوم و تحقیقات، تهران، ایران.

2 گروه حقوق عمومی، دانشکدة حقوق و علوم سیاسی، دانشگاه تهران، تهران، ایران.

چکیده

عملکرد یک قرارداد نفتی مشروط به محیط مساعد ملی، بین المللی، حقوقی، سیاسی و بازار است. ساز و کارهای ثبات در اشکال حقوقی، قراردادی و اقتصادی برای مقابله با ریسک های سیاسی، مالی و تجاری در قراردادهای نفتی است. نگاهی به توسعه شیوه های ثبات در دهه های گذشته، ممکن است شروط ثبات بعنوان شروط کلاسیک و مدرن طبقه بندی شود. توازن اقتصادی یا شرط تعادل مجدد شاید آشناترین ساز و کارهای شروط ثبات مدرن هستند. در این رابطه پرسش اصلی این است «در شرایط و اوضاع و احوال تغییر یافته در طول اجرای قرارداد نفتی سازوکار شروط ثبات مدرن چگونه می تواند منافع طرفین را به نحوی عادلانه و متعارف استمرار بخشد؟» با این فرض که هدف آنها حفظ همان وضعیت مالی (توازن اقتصادی) مقرر شده در قرارداد با حمایت از سرمایه گذاری در تاریخ امضاء قرارداد است. بنابراین مفهوم سنتی ثبات قرارداد که ریشه محکمی در مفهوم لزوم قرارداد دارد تا حد زیادی به انعطاف پذیری در دستیابی به ثبات مورد نظر در قرارداد منجر شده است. در این مقاله با روش تحقیق توصیفی-کتابخانه ای این موضوع بررسی شده است. دستاورد آن «ساز و کارهای ثبات مدرن از جمله شرط تعادل اقتصادی و شرط ثبات مالی برای توازن اقتصادی قرارداد، توانایی دولت به جذب شرکت ها را افزایش داده، چنین مقرراتی توسط منطق اقتصادی حمایت می شود و ترویج هماهنگی بین منافع شرکت های نفتی و دولتهای میزبان است و همچنین مقررات ثبات، بهره وری و عملکرد شرکت نفتی را تسهیل می کند که معمولاً در بهترین شکل منافع دولت و زمینه توازن منافع در قراردادهای نفتی است.»
 

کلیدواژه‌ها


عنوان مقاله [English]

Flexibility in the Mechanism of Stability Clauses and Balance of Interests in Oil Contracts

نویسندگان [English]

  • sfandyar kordi 1
  • reza Tajarlou 2
1 Department in public International Law, Azad University of Science and Research Branch, Tehran, Iran,
2 Department of public Law, Faculty of Law and Political Sciences, University of Tehran, Tehran, Iran.
چکیده [English]

The performance of a petroleum contract is conditioned by the favourable national and international legal, political and market environment. The mechanisms of stability in the forms of legal, contractual and economy for confronting are risks of political, financial and commercial in oil contracts. Looking at the development of stabilization practice over the last decades, stabilization clauses may be classified as classic or modern. Economic equilibrium or rebalancing clauses are perhaps the most familiar modern stabilization mechanisms. In this regard, the main question is “ in the circumstances and conditions that have changed during the implementation of the oil contract, how can the modern stability mechanism and conditions continue the interests of the parties in a fair and conventional way?”  With the assumption that their aim is to maintain the same financial situation (economic balance) stipulated in the contract by supporting investment at the date of signing the contract.  Thus, the traditional notion of stability of contract which is firmly rooted in the concept of sanctity of contract has largely given way to flexibility in approaching the desired stability in the contract. In this paper, this issue has been investigated with descriptive-library research method. Its achievement “that stabilization mechanisms enhance a government’s ability to attract companies, such provisions are supported by economic logic and imperative, promoting the coordination of interests between the oil companies and host governments. Stability provisions facilitate oil company efficiency and performance, which is typically in the best interests of the government and the balance of interests in the field of oil contracts.”

کلیدواژه‌ها [English]

  • Oil Contracts
  • Modern Stability Clause
  • Government Sovereignty
  • Financial stability Mechanism
  • Economic balance
  • Stabilization Clause
  1. Books

    1. Alexander, F., C., Jr (2003). The Three pillars of security of Investment under PSC and other Host Government contracts. ch.7, Institute for energy law of the Center for American and International law Fifty-Fourth Annual institute on oil and Gas law, (publication 640, Release 54), Lexis Nexis Matthew Bender (Accessed 2 June 2018).
    2. Beredjick, N., and T., W., Walde (1988). petroleum investment policies in Developing countries. London: Sterling House.
    3. Bonell, M (2006). The UNIDROIT principles of International Commercial Contracts. 2nd ed. Transnational publishers, Inc. Irvington, New York (Accessed 4 June 2018).
    4. Garnaut, R. and A, Clunies Ross (1983). Taxation of Mineral Rents. Clar. press: oxford.
    5. Hossain, K (1979). Law and policy in petroleum Development: Changing Relations between Transnational and Governments. New York: Nichols Publishing company.
    6. Johnston, D (1994). International Petroleum Fiscal system and Production Sharing Contracts. Pennwell books (Accessed 1 July 2018).
    7. Land, B (1995). The Rate of Return Approach to Progressive Profit Sharing in Mining in: Otto, j. M., (ed.), Taxation of Mineral Enterprises. Graham & Tortman, London.
    8. Onorato, W., T (1995). Legislative Frameworks used to Foster Petroleum Development. World Bank Publications (Accessed 15 July 2018).

     

    Articles and Seminar/ Conference Papers

    1. Aaken, A., V (2009). “International Investment law between Commitment and flexibility: A Contract Theory Analysis|”. J.I.E.L. 12(2), pp. 507-538.

        Available at: http://doi.org/10.1093/jiel/jqp022 (Accessed 3 June 2018).

    1. Al Qurashi, Z., A (2005). “International oil and Gas Arbitration”. publisher Alexander’s Gas and oil Connections, Vol.3 of OGEL special study (Accessed 2 Agust 2018).
    2. Berger, K., P (2003). “Renegotiation and Adaptation of International Investment Contracts: the Role of Contract Drafters and Arbitrators”. Vanderbilt Journal T. L., 36(4), pp. 1347-1380. Available at: http://scholarship.law.vanderbilt.edu/vjtl (Accessed 9 May 2018).
    3. Bernardini, P (1998). “The Renegotiation of The Investment Contract”. ICSID Rev. Foreign Investment Journal, 13(1), pp. 411-425.  Available at: http://doi.org/10.1093/icsidreview/13.2.411 (Accessed 2 May 2018).
    1. Bilder, G (2011). “Adjustment and Stabilization Mechanisms in the Oil and Gas Industry”. 3rd Annual Global Forum on Contract Risk Management for the Oil and Gas (Accessed 6 June 2018).
    2. Cameron, P. D. , kellas, G (2008). “Contract and Fiscal Stability: Rhetoric and Reality”. International conference on Developing a Second Generation Oil and Gas province, AIPN,U.K, 14-17 September 2008.  available at: www.dundee.ac.uk/cepmlp/qateway/files.php?file=contract-fiscal-stability-  311561174.pdf (Accessed 1 July 2018).
    1. Cotula, R (2008). “Regulatory Takings, Stabilization Clauses and Sustainable Development”. paper prepared for the  OECD Global forum on International Investment VII, Paris, 27-28 March 2008. available at: www.oecd.org /investment/gfi7 (Accessed 1 September 2018).
    2. De Macedo, J., V (2011). “From Traditional to Modernity: Not Necessarily on Evolution –the Case of Stabilization and Renegotiation Clauses”. OGE.  Available at: www.ogel.org/article.asp?key=3094 (Accessed 2 April 2018).
    1. Fabri, N (1987). “Stability of Contractual Relations in long-Term Transnational Agreements”. Australian Mining and Petroleum Lawyers Association, Yearbook (Accessed 1 July 2018).
    2. Fortin, P (1991). “Substantive Criteria to Assess the Fiscal Regime of a Development Country”. in: Mineral Taxation and Investment, sep.30, Oct.4,1991, Published by the Canadian Institute of Mining. Available at: http://www.openarchives.org/OAI/2.0/oai-dc (Accessed 24 June 2018).
    3. Gehne, K. and Brillo, R (2016). “Stabilization Clauses in International Investment law: Beyond Balancing and Fair and Equitable Treatment”. The Oxford Institute for Energy Studies, ISBN: 9783868298857.
    4. Gills, M (1982). “Evolution of Natural Resource Taxation in Developing Countries”. Natural Resource Journal, vol. 22(3), pp.620-648.  Available at: http://digiralrepository.unm.edu/cgi/viewcontact.cgi (Accessed 15 January 2019).
    1. Guirauden, D (2004). “Legal, Fiscal and Contractual Framework”. in Oil and Gas Exploration and production: Reserves, Costs, Contracts, Coordinated by Center for Economics and Management of IFP-School (Paris: Editions Technip) (Accessed 1 July 2018).
    2. Johnston, D (2008). “Stabilization Provisions Economic Logic”. D., Johnston&Co. Inc. Available at: http://ccdelegates.com/wp-content/uploads/2019 (Accessed 30 January 2019).
    3. Khan, K, I.,F (1988). “Petroleum Taxation and Contracts in the Third World – A law and policy perspective”. Journal of world trade, VOL. 22 (1), PP. 67-83.

       Available at: https://doi.org/110.subu8/Trad1989001 (Accessed 1 Agust 2018). 

    1. Maniruzzaman, A.,F.,M (1992). “State Contracts with Aliens: The Question of Unilateral Change by the State in Contemporary International law”. J. Intl Arb., Vol.9(4), pp. 141-172. Available at: http://ssrn.com/abstract=1342337 (Accessed 15 June 2018).
    2. ___ (2009). “The Issue of Resource Nationalism: Risk Engineering and Dispute Management in the oil and Gas Industry”. Tex. J. Oil , Gas & Energy, Vol. 5, pp. 79-108. Available at: http://heinonline.org/HoL/landingpage?handle (Accessed 15 June 2018).
    3. ___ (2008). “The pursuit of Stability International Energy Investment Contracts: A Critical Appraisal of the Emerging Trends”. J. world Energy law and Business, Vol. 1(2), pp. 119-155. Available at: http://ssrn.com/abstract=1338053 (Accessed 15 June 2018).
    4. ___ (2007). “National laws providing Stability of International Investment Contracts: A Comparative perspective”. Journal of world investment and trade, vol. 8(2), pp. 231-241. Available at: http://ssrn.com/abstract=1988477 (Accessed 2 March 2019).
    5. Nwokolo, A., D (2003/2004). “Is there a Legal and Functional Value for the Stabilization Clauses in International Petroleum Agreement?”. CAR (CEPMLPAnnualReview)7-8. available at: http://www.dundee.ac.uk/cepmlp/car /html/cars-article 27pdf (Accessed 29 September 2018).
    6. Otto, J., M., L., Batarseh, J., Cordes (2000). “Global Mining Taxation Comparative Study”. 2ed., Institute for Global Resource Policy and Management,Colorado. Available at: http://worldcat.org/title/global-mining-TaxaTion-comparetive-study/ocle/u3955824?. (Accessed 1 September 2018).
    7. Shemberg, A (2008). “Stabilization Clauses and Human Rights”. International Financial Corporation, World Bank Group, pp. 1-43. available at: http://www.reports-and-materials,org/stabilization-clauses-and-HumanRights-11Mar.2008.pdf (Accessed 2 May 2018).
    8. Walde, T., w., and G., Ndi (1996). “Stabilizing International Investment Commitments: International Law versus Contract Interpretation”. Texas law Journal 31, pp. 215-267.

        Available at: http://www.semanticsscholar.org/paper/stabilizing-international-investmenet-commitment-%3A-wadle-ndi (Accessed 15 January 2019).

    Thesis

    1. Rammutla, T., M (2017). “Fiscal Stability Assurance in Petroleum Agreement”. LLM Thesis, University of Pretoria (Accessed 15 March 2019).